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AIGP Artificial Intelligence Governance Professional Questions and Answers

Questions 4

According to the Singapore Model Al Governance Framework, all of the following are recommended measures to promote the responsible use of Al EXCEPT?

Options:

A.

Determining the level of human involvement in algorithmic decision-making.

B.

Adapting the existing governance structure algorithmic decision-making.

C.

Employing human-over-the-loop protocols for high-risk systems.

D.

Establishing communications and collaboration among stakeholders.

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Questions 5

Each of the following actors are typically engaged in the Al development life cycle EXCEPT?

Options:

A.

Data architects.

B.

Government regulators.

C.

Socio-cultural and technical experts.

D.

Legal and privacy governance experts.

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Questions 6

CASE STUDY

Please use the following answer the next question:

Good Values Corporation (GVC) is a U.S. educational services provider that employs teachers to create and deliver enrichment courses for high school students. GVC has learned that many of its teacher employees are using generative Al to create the enrichment courses, and that many of the students are using generative Al to complete their assignments.

In particular, GVC has learned that the teachers they employ used open source large language models (“LLM”) to develop an online tool that customizes study questions for individual students. GVC has also discovered that an art teacher has expressly incorporated the use of generative Al into the curriculum to enable students to use prompts to create digital art.

GVC has started to investigate these practices and develop a process to monitor any use of generative Al, including by teachers and students, going forward.

All of the following may be copyright risks from teachers using generative Al to create course content EXCEPT?

Options:

A.

Content created by an LLM may be protectable under U.S. intellectual property law.

B.

Generative Al is generally trained using intellectual property owned by third parties.

C.

Students must expressly consent to this use of generative Al.

D.

Generative Al often creates content without attribution.

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Questions 7

CASE STUDY

Please use the following answer the next question:

Good Values Corporation (GVC) is a U.S. educational services provider that employs teachers to create and deliver enrichment courses for high school students. GVC has learned that many of its teacher employees are using generative Al to create the enrichment courses, and that many of the students are using generative Al to complete their assignments.

In particular, GVC has learned that the teachers they employ used open source large language models (“LLM”) to develop an online tool that customizes study questions for individual students. GVC has also discovered that an art teacher has expressly incorporated the use of generative Al into the curriculum to enable students to use prompts to create digital art.

GVC has started to investigate these practices and develop a process to monitor any use of generative Al, including by teachers and students, going forward.

What is the best reason for GVC to offer students the choice to utilize generative Al in limited, defined circumstances?

Options:

A.

Toenable students to learn how to manage their time.

B.

Toenable students to learn about performing research.

C.

Toenable students to learn about practical applications of Al.

D.

Toenable students to learn how to use Al as a supportive

educational tool.

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Questions 8

CASE STUDY

Please use the following answer the next question:

XYZ Corp., a premier payroll services company that employs thousands of people globally, is embarking on a new hiring campaign and wants to implement policies and procedures to identify and retain the best talent. The new talent will help the company's product team expand its payroll offerings to companies in the healthcare and transportation sectors, including in Asia.

It has become time consuming and expensive for HR to review all resumes, and they are concerned that human reviewers might be susceptible to bias.

Address these concerns, the company is considering using a third-party Al tool to screen resumes and assist with hiring. They have been talking to several vendors about possibly obtaining a third-party Al-enabled hiring solution, as long as it would achieve its goals and comply with all applicable laws.

The organization has a large procurement team that is responsible for the contracting of technology solutions. One of the procurement team's goals is to reduce costs, and it often prefers lower-cost solutions. Others within the company are responsible for integrating and deploying technology solutions into the organization's operations in a responsible, cost-effective manner.

The organization is aware of the risks presented by Al hiring tools and wants to mitigate them. It also questions how best to organize and train its existing personnel to use the Al hiring tool responsibly. Their concerns are heightened by the fact that relevant laws vary across jurisdictions and continue to change.

All of the following are potential negative consequences created by using the Al tool when making hiring decisions EXCEPT?

Options:

A.

Reputational harm.

B.

Civil rights violations.

C.

Discriminatory treatment.

D.

Intellectual property infringement.

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Questions 9

CASE STUDY

Please use the following answer the next question:

ABC Corp, is a leading insurance provider offering a range of coverage options to individuals. ABC has decided to utilize artificial intelligence to streamline and improve its customer acquisition and underwriting process, including the accuracy and efficiency of pricing policies.

ABC has engaged a cloud provider to utilize and fine-tune its pre-trained, general purpose large language model (“LLM”). In particular, ABC intends to use its historical customer data—including applications, policies, and claims—and proprietary pricing and risk strategies to provide an initial qualification assessment of potential customers, which would then be routed tA. human underwriter for final review.

ABC and the cloud provider have completed training and testing the LLM, performed a readiness assessment, and made the decision to deploy the LLM into production. ABC has designated an internal compliance team to monitor the model during the first month, specifically to evaluate the accuracy, fairness, and reliability of its output. After the first month in production, ABC realizes that the LLM declines a higher percentage of women's loan applications due primarily to women historically receiving lower salaries than men.

Each of the following steps would support fairness testing by the compliance team during the first month in production EXCEPT?

Options:

A.

Validating a similar level of decision-making across different demographic groups.

B.

Providing the loan applicants with information about the model capabilities and limitations.

C.

Identifying if additional training data should be collected for specific demographic groups.

D.

Using tools to help understand factors that may account for differences in decision-making.

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Questions 10

A company is creating a mobile app to enable individuals to upload images and videos, and analyze this data using ML to provide lifestyle improvement recommendations. The signup form has the following data fields:

1.First name

2.Last name

3.Mobile number

4.Email ID

5.New password

6.Date of birth

7.Gender

In addition, the app obtains a device's IP address and location information while in use.

What GDPR privacy principles does this violate?

Options:

A.

Purpose Limitation and Data Minimization.

B.

Accountability and Lawfulness.

C.

Transparency and Accuracy.

D.

Integrity and Confidentiality.

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Questions 11

A US company has developed an Al system, CrimeBuster 9619, that collects information about incarcerated individuals to help parole boards predict whether someone is likely to commit another crime if released from prison.

When considering expanding to the EU market, this type of technology would?

Options:

A.

Require the company to register the tool with the EU database.

B.

Be subject approval by the relevant EU authority.

C.

Require a detailed conformity assessment.

D.

Be banned under the EU Al Act.

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Questions 12

Under the Canadian Artificial Intelligence and Data Act, when must the Minister of Innovation, Science and Industry be notified about a high-impact Al system?

Options:

A.

When use of the system causes or is likely to cause material harm.

B.

When the algorithmic impact assessment has been completed.

C.

Upon release of a new version of the system.

D.

Upon initial deployment of the system.

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Questions 13

If it is possible to provide a rationale for a specific output of an Al system, that system can best be described as?

Options:

A.

Accountable.

B.

Transparent.

C.

Explainable.

D.

Reliable.

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Questions 14

CASE STUDY

Please use the following answer the next question:

ABC Corp, is a leading insurance provider offering a range of coverage options to individuals. ABC has decided to utilize artificial intelligence to streamline and improve its customer acquisition and underwriting process, including the accuracy and efficiency of pricing policies.

ABC has engaged a cloud provider to utilize and fine-tune its pre-trained, general purpose large language model (“LLM”). In particular, ABC intends to use its historical customer data—including applications, policies, and claims—and proprietary pricing and risk strategies to provide an initial qualification assessment of potential customers, which would then be routed tA. human underwriter for final review.

ABC and the cloud provider have completed training and testing the LLM, performed a readiness assessment, and made the decision to deploy the LLM into production. ABC has designated an internal compliance team to monitor the model during the first month, specifically to evaluate the accuracy, fairness, and reliability of its output. After the first month in production, ABC realizes that the LLM declines a higher percentage of women's loan applications due primarily to women historically receiving lower salaries than men.

The best approach to enable a customer who wants information on the Al model's parameters for underwriting purposes is to provide?

Options:

A.

A transparency notice.

B.

An opt-out mechanism.

C.

Detailed terms of service.

D.

Customer service support.

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Questions 15

A company developed Al technology that can analyze text, video, images and sound to tag content, including the names of animals, humans and objects.

What type of Al is this technology classified as?

Options:

A.

Deductive inference.

B.

Multi-modal model.

C.

Transformative Al.

D.

Expert system.

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Questions 16

You are an engineer that developed an Al-based ad recommendation tool.

Which of the following should be monitored to evaluate the tool’s effectiveness?

Options:

A.

Output data, assess the delta between the prediction and actual ad clicks.

B.

Algorithmic patterns, to show the model has a high degree of accuracy.

C.

Input data, to ensure the ads are reaching the target audience.

D.

GPU performance, to evaluate the tool's robustness.

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Questions 17

All of the following are reasons to deploy a challenger Al model in addition a champion Al model EXCEPT to?

Options:

A.

Provide a framework to consider alternatives to the champion model.

B.

Automate real-time monitoring of the champion model.

C.

Perform testing on the champion model.

D.

Retrain the champion model.

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Questions 18

Which of the following Al uses is best described as human-centric?

Options:

A.

Pattern recognition algorithms are used to improve the accuracy of weather predictions, which benefits many industries and everyday life.

B.

Autonomous robots are used to move products within a warehouse, allowing human workers to reduce physical strain and alleviate monotony.

C.

Machine learning is used for demand forecasting and inventory management, ensuring that consumers can find products they want when they want them.

D.

Virtual assistants are used adapt educational content and teaching methods to individuals, offering personalized recommendations based on ability and needs.

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Questions 19

CASE STUDY

Please use the following answer the next question:

A mid-size US healthcare network has decided to develop an Al solution to detect a type of cancer that is most likely arise in adults. Specifically, the healthcare network intends to create a recognition algorithm that will perform an initial review of all imaging and then route records a radiologist for secondary review pursuant Agreed-upon criteria (e.g., a confidence score below a threshold).

To date, the healthcare network has taken the following steps: defined its Al ethical principles: conducted discovery to identify the intended uses and success criteria for the system: established an Al governance committee; assembled a broad, crossfunctional team with clear roles and responsibilities; and created policies and procedures to document standards, workflows, timelines and risk thresholds during the project.

The healthcare network intends to retain a cloud provider to host the solution and a consulting firm to help develop the algorithm using the healthcare network's existing data and de-identified data that is licensed from a large US clinical research partner.

The most significant risk from combining the healthcare network’s existing data with the clinical research partner data is?

Options:

A.

Privacy risk.

B.

Security risk.

C.

Operational risk.

D.

Reputational risk.

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Questions 20

CASE STUDY

Please use the following answer the next question:

A mid-size US healthcare network has decided to develop an Al solution to detect a type of cancer that is most likely arise in adults. Specifically, the healthcare network intends to create a recognition algorithm that will perform an initial review of all imaging and then route records a radiologist for secondary review pursuant Agreed-upon criteria (e.g., a confidence score below a threshold).

To date, the healthcare network has taken the following steps: defined its Al ethical principles: conducted discovery to identify the intended uses and success criteria for the system: established an Al governance committee; assembled a broad, crossfunctional team with clear roles and responsibilities; and created policies and procedures to document standards, workflows, timelines and risk thresholds during the project.

The healthcare network intends to retain a cloud provider to host the solution and a consulting firm to help develop the algorithm using the healthcare network's existing data and de-identified data that is licensed from a large US clinical research partner.

Which of the following steps can best mitigate the possibility of discrimination prior to training and testing the Al solution?

Options:

A.

Procure more data from clinical research partners.

B.

Engage a third party to perform an audit.

C.

Perform an impact assessment.

D.

Create a bias bounty program.

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Questions 21

In the machine learning context, feature engineering is the process of?

Options:

A.

Converting raw data into clean data.

B.

Creating learning schema for a model apply.

C.

Developing guidelines to train and test a model.

D.

Extracting attributes and variables from raw data.

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Questions 22

CASE STUDY

Please use the following answer the next question:

A local police department in the United States procured an Al system to monitor and analyze social media feeds, online marketplaces and other sources of public information to detect evidence of illegal activities (e.g., sale of drugs or stolen goods). The Al system works by surveilling the public sites in order to identify individuals that are likely to have committed a crime. It cross-references the individuals against data maintained by law enforcement and then assigns a percentage score of the likelihood of criminal activity based on certain factors like previous criminal history, location, time, race and gender.

The police department retained a third-party consultant assist in the procurement process, specifically to evaluate two finalists. Each of the vendors provided information about their system's accuracy rates, the diversity of their training data and how their system works. The consultant determined that the first vendor’s system has a higher accuracy rate and based on this information, recommended this vendor to the police department.

The police department chose the first vendor and implemented its Al system. As part of the implementation, the department and consultant created a usage policy for the system, which includes training police officers on how the system works and how to incorporate it into their investigation process.

The police department has now been using the Al system for a year. An internal review has found that every time the system scored a likelihood of criminal activity at or above 90%, the police investigation subsequently confirmed that the individual had, in fact, committed a crime. Based on these results, the police department wants to forego investigations for cases where the Al system gives a score of at least 90% and proceed directly with an arrest.

During the procurement process, what is the most likely reason that the third-party consultant asked each vendor for information about the diversity of their datasets?

Options:

A.

To comply with applicable law.

B.

To assist the fairness of the Al system.

C.

To evaluate the reliability of the Al system.

D.

To determine the explainability of the Al system.

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Questions 23

All of the following are included within the scope of post-deployment Al maintenance EXCEPT?

Options:

A.

Ensuring that all model components are subject a control framework.

B.

Dedicating experts to continually monitor the model output.

C.

Evaluating the need for an audit under certain standards.

D.

Defining thresholds to conduct new impact assessments.

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Questions 24

Which of the following would be the least likely step for an organization to take when designing an integrated compliance strategy for responsible Al?

Options:

A.

Conducting an assessment of existing compliance programs to determine overlaps and integration points.

B.

Employing a new software platform to modernize existing compliance processes across the organization.

C.

Consulting experts to consider the ethical principles underpinning the use of Al within the organization.

D.

Launching a survey to understand the concerns and interests of potentially impacted stakeholders.

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Questions 25

Which of the following elements of feature engineering is most important to mitigate the potential bias in an Al system?

Options:

A.

Feature selection.

B.

Feature validation.

C.

Feature transformation.

D.

Feature importance analysis.

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Questions 26

To maintain fairness in a deployed system, it is most important to?

Options:

A.

Protect against loss of personal data in the model.

B.

Monitor for data drift that may affect performance and accuracy.

C.

Detect anomalies outside established metrics that require new training data.

D.

Optimize computational resources and data to ensure efficiency and scalability.

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Questions 27

What is the term for an algorithm that focuses on making the best choice achieve an immediate objective at a particular step or decision point, based on the available information and without regard for the longer-term best solutions?

Options:

A.

Single-lane.

B.

Optimized.

C.

Efficient.

D.

Greedy.

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Questions 28

Which of the following use cases would be best served by a non-AI solution?

Options:

A.

A non-profit wants to develop a social media presence.

OB. An e-commerce provider wants to make personalized recommendations.

B.

A business analyst wants to forecast future cost overruns and underruns.

C.

A customer service agency wants automate answers to common questions.

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Questions 29

CASE STUDY

Please use the following answer the next question:

A local police department in the United States procured an Al system to monitor and analyze social media feeds, online marketplaces and other sources of public information to detect evidence of illegal activities (e.g., sale of drugs or stolen goods). The Al system works by surveilling the public sites in order to identify individuals that are likely to have committed a crime. It cross-references the individuals against data maintained by law enforcement and then assigns a percentage score of the likelihood of criminal activity based on certain factors like previous criminal history, location, time, race and gender.

The police department retained a third-party consultant assist in the procurement process, specifically to evaluate two finalists. Each of the vendors provided information about their system's accuracy rates, the diversity of their training data and how their system works. The consultant determined that the first vendor’s system has a higher accuracy rate and based on this information, recommended this vendor to the police department.

The police department chose the first vendor and implemented its Al system. As part of the implementation, the department and consultant created a usage policy for the system, which includes training police officers on how the system works and how to incorporate it into their investigation process.

The police department has now been using the Al system for a year. An internal review has found that every time the system scored a likelihood of criminal activity at or above 90%, the police investigation subsequently confirmed that the individual had, in fact, committed a crime. Based on these results, the police department wants to forego investigations for cases where the Al system gives a score of at least 90% and proceed directly with an arrest.

The best human oversight mechanism for the police department to implement is that a police officer should?

Options:

A.

Explain to the accused how the Al system works.

B.

Confirm the Al recommendation prior to sentencing.

C.

Ensure an accused is given notice that the Al system was used.

D.

Consider the Al recommendation as part of the criminal investigation.

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Questions 30

Which type of existing assessment could best be leveraged to create an Al impact assessment?

Options:

A.

A safety impact assessment.

B.

A privacy impact assessment.

C.

A security impact assessment.

D.

An environmental impact assessment.

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Exam Code: AIGP
Exam Name: Artificial Intelligence Governance Professional
Last Update: Jul 6, 2024
Questions: 100
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