Databricks-Certified-Data-Engineer-Associate Databricks Certified Data Engineer Associate Exam Questions and Answers

The Auto Stop feature allows the SQL endpoint to automatically stop after a specified period of inactivity. This can help reduce the cost and resource consumption of the SQL endpoint, as it will only run when it is needed to refresh the dashboard or execute queries. The data engineer can configure the Auto Stop setting for the SQL endpoint from the SQL Endpoints UI, by selecting the desired idle time from the Auto Stop dropdown menu. The default idle time is 120 minutes, but it can be set to as low as 15 minutes or as high as 240 minutes. Alternatively, the data engineer can also use the SQL Endpoints REST API to set the Auto Stop setting programmatically. References: SQL Endpoints UI, SQL Endpoints REST API, Refreshing SQL Dashboard

 The spark.sql operation allows the data engineering team to run a SQL query and return the result as a PySpark DataFrame. This way, the data engineering team can use the same query that the data analyst has developed and operate with the results in PySpark. For example, the data engineering team can use spark.sql(“SELECT * FROM sales”) to get a DataFrame of all the records from the sales Delta table, and then apply various tests or transformations using PySpark APIs. The other options are either not valid operations (A, D), not suitable for running a SQL query (B, E), or not returning a DataFrame (A). References: Databricks Documentation - Run SQL queries, Databricks Documentation - Spark SQL and DataFrames.

 To grant full permissions on a database to a user, group, or service principal, the GRANT ALL PRIVILEGES ON DATABASE command can be used. This command grants all the applicable privileges on the database, such as CREATE, SELECT, MODIFY, and USAGE. The other options are either incorrect or incomplete, as they do not grant all the privileges or specify the wrong database or principal. References:

• GRANT
• Privileges

The only option that is stored in the Databricks customer’s cloud account is data. Data is stored in the customer’s cloud storage service, such as AWS S3 or Azure Data Lake Storage. The customer has full control and ownership of their data and can access it directly from their cloud account.

Option A is not correct, as the Databricks web application is hosted and managed by Databricks on their own cloud infrastructure. The customer does not need to install or maintain the web application, but only needs to access it through a web browser.

Option B is not correct, as the cluster management metadata is stored and managed by Databricks on their own cloud infrastructure. The cluster management metadata includes information such as cluster configuration, status, logs, and metrics. The customer can view and manage their clusters through the Databricks web application, but does not have direct access to the cluster management metadata.

Option C is not correct, as the repos are stored and managed by Databricks on their own cloud infrastructure. Repos are version-controlled repositories that store code and data files for Databricks projects. The customer can create and manage their repos through the Databricks web application, but does not have direct access to the repos.

Option E is not correct, as the notebooks are stored and managed by Databricks on their own cloud infrastructure. Notebooks are interactive documents that contain code, text, and visualizations for Databricks workflows. The customer can create and manage their notebooks through the Databricks web application, but does not have direct access to the notebooks.

References:

• Databricks Architecture
• Databricks Data Sources
• Databricks Repos
• [Databricks Notebooks]
• [Databricks Data Engineer Professional Exam Guide]

In the given command, a data engineer is trying to create a table in Databricks using data from an SQLite database. The correct option to fill in the blank is “sqlite” because it specifies the type of database being connected to in a JDBC connection string. The USING clause should be followed by the format of the data, and since we are connecting to an SQLite database, “sqlite” would be appropriate here. References:

• Create a table using JDBC
• JDBC connection string
• SQLite JDBC driver

 Databricks cluster pools are a set of idle, ready-to-use instances that can reduce cluster start and auto-scaling times. This is useful for scenarios where a data team needs to run an automated report as quickly as possible, without waiting for the cluster to launch or scale up. Cluster pools can also help save costs by reusing idle instances across different clusters and avoiding DBU charges for idle instances in the pool. References: Best practices: pools | Databricks on AWS, Best practices: pools - Azure Databricks | Microsoft Learn, Best practices: pools | Databricks on Google Cloud

 To grant full permissions on a table to a user or a group, you can use the GRANT ALL PRIVILEGES ON TABLE statement. This statement will grant all the possible privileges on the table, such as SELECT, CREATE, MODIFY, DROP, ALTER, etc. Option A is the only code block that follows this syntax correctly. Option B is incorrect, as it does not grant all the possible privileges on the table, but only a subset of them. Option C is incorrect, as it only grants the SELECT privilege on the table, which is not enough to fully manage the project. Option D is incorrect, as it grants the USAGE privilege on the table, which is not a valid privilege for tables. Option E is incorrect, as it grants all the privileges on the table team to the user or group sales, which is the opposite of what the question asks. References: Grant privileges on a table using SQL | Databricks on AWS, Grant privileges on a table using SQL - Azure Databricks, SQL Privileges - Databricks

 Option A is the correct answer because it uses the FILTER higher-order function correctly to filter out employees with more than 5 years of experience from the array column “employees”. It applies a lambda function i -> i.years_exp > 5 that checks if the years of experience of each employee in the array is greater than 5. If this condition is met, the employee is included in the new array column “exp_employees”.

References: The use of higher-order functions like FILTER can be referenced from Databricks documentation on Higher-Order Functions.

 A data lakehouse is a new paradigm that can be used to simplify and unify siloed data architectures that are specialized for specific use cases. A data lakehouse combines the best of both data lakes and data warehouses, providing a single platform that supports diverse data types, open standards, low-cost storage, high-performance queries, ACID transactions, schema enforcement, and governance. A data lakehouse enables data engineers to build reliable and scalable data pipelines that can serve various downstream applications and users, such as data science, machine learning, analytics, and reporting. A data lakehouse leverages the power of Delta Lake, a storage layer that brings reliability and performance to data lakes. References: What is a data lakehouse?, Delta Lake, Lakehouse: A New Generation of Open Platforms that Unify Data Warehousing and Advanced Analytics

The STREAM function is used to process data from a streaming live table or view, which is a table or view that contains data that has been added only since the last pipeline update. Streaming live tables and views are stateful, meaning that they retain the state of the previous pipeline run and only process new data based on the current query. This is useful for incremental processing of streaming or batch data sources. The customers table in the query is a streaming live table, which means that it contains the latest data from the source. The STREAM function enables the query to read the data from the customers table incrementally and create another streaming live table named loyal_customers, which contains the customer IDs of the customers with high loyalty level. References: Difference between LIVE TABLE and STREAMING LIVE TABLE, CREATE STREAMING TABLE, Load data using streaming tables in Databricks SQL.

 In a medallion architecture, a common data design pattern for lakehouses, data flows from Bronze to Silver to Gold layer tables, with each layer progressively improving the structure and quality of data. Bronze tables store raw data ingested from various sources, while Silver tables apply minimal transformations and cleansing to create an enterprise view of the data. Silver tables can also join and enrich data from different Bronze tables to provide a more complete and consistent view of the data. Therefore, option D is the correct answer, as Silver tables contain a more refined and cleaner view of data than Bronze tables. Option A is incorrect, as it is the opposite of the correct answer. Option B is incorrect, as Silver tables do not necessarily contain aggregates, but can also store detailed records. Option C is incorrect, as Silver tables may contain less data than Bronze tables, depending on the transformations and cleansing applied. Option E is incorrect, as Silver tables may contain more data than Bronze tables, depending on the joins and enrichments applied. References: What is a Medallion Architecture?, Transforming Bronze Tables in Silver Tables, What is the medallion lakehouse architecture?

The expected behavior when a batch of data containing data that violates the expectation is processed is that the job will fail. This is because the expectation clause has the ON VIOLATION FAIL UPDATE option, which means that if any record in the batch does not meet the expectation, the entire batch will be rejected and the job will fail. This option is useful for enforcing strict data quality rules and preventing invalid data from entering the target dataset.

Option A is not correct, as the ON VIOLATION FAIL UPDATE option does not drop the records that violate the expectation, but fails the entire batch. To drop the records that violate the expectation and record them as invalid in the event log, the ON VIOLATION DROP RECORD option should be used.

Option C is not correct, as the ON VIOLATION FAIL UPDATE option does not drop the records that violate the expectation, but fails the entire batch. To drop the records that violate the expectation and load them into a quarantine table, the ON VIOLATION QUARANTINE RECORD option should be used.

Option D is not correct, as the ON VIOLATION FAIL UPDATE option does not add the records that violate the expectation, but fails the entire batch. To add the records that violate the expectation and record them as invalid in the event log, the ON VIOLATION LOG RECORD option should be used.

Option E is not correct, as the ON VIOLATION FAIL UPDATE option does not add the records that violate the expectation, but fails the entire batch. To add the records that violate the expectation and flag them as invalid in a field added to the target dataset, the ON VIOLATION FLAG RECORD option should be used.

References:

• Delta Live Tables Expectations
• [Databricks Data Engineer Professional Exam Guide]

One of the benefits of the Databricks Lakehouse Platform embracing open source technologies is that it avoids vendor lock-in. This means that customers can use the same open source tools and frameworks across different cloud providers, and migrate their data and workloads without being tied to a specific vendor. The Databricks Lakehouse Platform is built on open source projects such as Apache Spark™, Delta Lake, MLflow, and Redash, which are widely used and trusted by millions of developers. By supporting these open source technologies, the Databricks Lakehouse Platform enables customers to leverage the innovation and community of the open source ecosystem, and avoid the risk of being locked into proprietary or closed solutions. The other options are either not related to open source technologies (A, B, C, D), or not benefits of the Databricks Lakehouse Platform (A, B). References: Databricks Documentation - Built on open source, Databricks Documentation - What is the Lakehouse Platform?, Databricks Blog - Introducing the Databricks Lakehouse Platform.

A table is a data entity that is stored in a physical location and can be accessed by other data engineers in other sessions. A table can be created from one or more tables using the CREATE TABLE or CREATE TABLE AS SELECT commands. A table can also be registered from an existing DataFrame using the spark.catalog.createTable method. A table can be queried using SQL or DataFrame APIs. A table can also be updated, deleted, or appended using the MERGE INTO command or the DeltaTable API. References:

• Create a table
• Create a table from a query result
• Register a table from a DataFrame
• [Query a table]
• [Update, delete, or merge into a table]

 Delta Live Tables expectations are optional clauses that apply data quality checks on each record passing through a query. An expectation consists of a description, a boolean statement, and an action to take when a record fails the expectation. The ON VIOLATION clause specifies the action to take, which can be one of the following: warn, drop, or fail. The drop action means that invalid records are dropped from the target dataset before data is written to the target. The failure is reported as a metric for the dataset, which can be viewed by querying the Delta Live Tables event log. The event log contains information such as the number of records that violate an expectation, the number of records dropped, and the number of records written to the target dataset. References:

• Manage data quality with Delta Live Tables
• Monitor Delta Live Tables pipelines
• Delta Live Tables SQL language reference

In Databricks, when creating a table, you can add a comment to columns or the entire table to provide more information about the data it contains. In this case, since it’s organization policy to indicate that the new table includes personally identifiable information (PII), option D is correct. The line of code would be added after defining the table structure and before closing with a semicolon. References: Data Engineer Associate Exam Guide, CREATE TABLE USING (Databricks SQL)

References: Create a table using SQL | Databricks on AWS, Create a table using SQL - Azure Databricks, Delta Lake Quickstart - Azure Databricks

In Delta Live Tables (DLT), when configured to run in Continuous Pipeline Mode, particularly in a production environment, the system is designed to continuously process and update data as it becomes available. This mode keeps the compute resources active to handle ongoing data processing and automatically updates all datasets defined in the pipeline at predefined intervals. Once the pipeline is manually stopped, the compute resources are terminated to conserve resources and reduce costs. This mode is suitable for production environments where datasets need to be kept up-to-date with the latest data.

References:Databricks documentation on Delta Live Tables: Delta Live Tables Guide

Delta Live Tables is a declarative framework for building reliable, maintainable, and testable data processing pipelines. You define the transformations to perform on your data and Delta Live Tables manages task orchestration, cluster management, monitoring, data quality, and error handling. Delta Live Tables supports both SQL and Python as the languages for defining your datasets and expectations. Delta Live Tables also supports both streaming and batch sources, and can handle both append-only and upsert data patterns. Delta Live Tables follows the medallion lakehouse architecture, which consists of three layers of data: bronze, silver, and gold. Therefore, migrating to Delta Live Tables does not require any of the changes listed in the options B, C, D, or E. The data engineer and data analyst can use the same languages, sources, and architecture as before, and simply declare their datasets and expectations using Delta Live Tables syntax. References:

• What is Delta Live Tables?
• Transform data with Delta Live Tables
• What is the medallion lakehouse architecture?

JSON data is a text-based format that represents data as a collection of name-value pairs. By default, when Auto Loader infers the schema of JSON data, it treats all columns as strings. This is because JSON data can have varying data types for the same column across different files or records, and Auto Loader does not attempt to reconcile these differences. For example, a column named “age” may have integer values in some files, but string values in others. To avoid data loss or errors, Auto Loader infers the column as a string type. However, Auto Loader also provides an option to infer more precise column types based on the sample data. This option is called cloudFiles.inferColumnTypes and it can be set to true or false. When set to true, Auto Loader tries to infer the exact data types of the columns, such as integers, floats, booleans, or nested structures. When set to false, Auto Loader infers all columns as strings. The default value of this option is false. References: Configure schema inference and evolution in Auto Loader, Schema inference with auto loader (non-DLT and DLT), Using and Abusing Auto Loader’s Inferred Schema, Explicit path to data or a defined schema required for Auto loader.

The processingTime option specifies a time-based trigger interval for fixed interval micro-batches. This means that the query will execute a micro-batch to process data every 5 seconds, regardless of how much data is available. This option is suitable for near-real time processing workloads that require low latency and consistent processing frequency. The other options are either invalid syntax (A, C), default behavior (B), or experimental feature (E). References: Databricks Documentation - Configure Structured Streaming trigger intervals, Databricks Documentation - Trigger.

The DELETE command in Delta Lake allows you to remove data that matches a predicate from a Delta table. This command will delete all the rows where the value in the column age is greater than 25 from the existing Delta table my_table and save the updated table. The other options are either incorrect or do not achieve the desired result. Option A will only select the rows that match the predicate, but not delete them. Option B will update the rows that match the predicate, but not delete them. Option D will update the rows that do not match the predicate, but not delete them. Option E will delete the rows that do not match the predicate, which is the opposite of what we want. References: Table deletes, updates, and merges — Delta Lake Documentation

The correct command to grant the necessary permission on the entire database to the new team is to use the GRANT USAGE command. The GRANT USAGE command grants the principal the ability to access the securable object, such as a database, schema, or table. In this case, the securable object is the database customers, and the principal is the group team. By granting usage on the database, the team will be able to see what tables already exist in the database. Option E is the only option that uses the correct syntax and the correct privilege type for this scenario. Option A uses the wrong privilege type (VIEW) and the wrong securable object (CATALOG). Option B uses the wrong privilege type (CREATE), which would allow the team to create new tables in the database, but not necessarily see the existing ones. Option C uses the wrong securable object (CATALOG) and the wrong principal (customers). Option D uses the wrong securable object (team) and the wrong principal (customers). References: GRANT, Privilege types, Securable objects, Principals

The workspace administrator is the only individual who can transfer ownership of the Delta tables in Data Explorer, assuming the original data engineer no longer has access. The workspace administrator has the highest level of permissions in the workspace and can manage all resources, users, and groups. The other options are either not possible or not sufficient to perform the ownership transfer. The Databricks account representative is not involved in the workspace management. The transfer is possible and not dependent on the original data engineer. The new lead data engineer may not have the necessary permissions to access or modify the Delta tables, unless granted by the workspace administrator or the original data engineer before leaving. References: Workspace access control, Manage Unity Catalog object ownership.

To read from a stream source, the data engineer needs to use the spark.readStream method instead of the spark.read method. The spark.readStream method returns a DataStreamReader object that can be used to specify the details of the input source, such as the format, the schema, the path, and the options. The spark.read method is only suitable for batch processing, not streaming processing. The other changes are not necessary or correct for reading from a stream source. References: Structured Streaming Programming Guide, Read a stream, Databricks Data Sources

A webhook alert destination is a notification destination that allows Databricks to send HTTP POST requests to a third-party endpoint when an alert is triggered. This enables the data engineer to integrate Databricks alerts with their preferred messaging or collaboration platform, such as Slack, Microsoft Teams, or PagerDuty. To set up a webhook alert destination, the data engineer needs to create and configure a webhook connector in their messaging platform, and then add the webhook URL to the Databricks notification destination. After that, the data engineer can create an alert for their Databricks SQL query, and select the webhook alert destination as the notification destination. The alert can be configured with a custom condition, such as when the number of stores with $0 in sales is greater than zero, and a custom message template, such as “Alert: {number_of_stores} stores have $0 in sales”. The alert can also be configured with a recurrence interval, such as every hour, to check the query result periodically. When the alert condition is met, the data engineer and their team will receive a notification via the messaging webhook, with the custom message and a link to the Databricks SQL query. The other options are either not suitable for sending notifications via a messaging webhook (A, B, E), or not suitable for sending recurring notifications ©. References: Databricks Documentation - Manage notification destinations, Databricks Documentation - Create alerts for Databricks SQL queries, Databricks Documentation - Configure alert conditions and messages.