Databricks-Certified-Data-Engineer-Associate Databricks Certified Data Engineer Associate Exam Questions and Answers

https://www.databricks.com/blog/2021/10/20/introducing-sql-user-defined-functions.html

One of the features of DLT is that it provides data quality metrics for each dataset in the pipeline, such as the number of records that pass or fail expectations, the number of records that are dropped, and the number of records that are written to the target. These metrics can be accessed from the DLT pipeline page, where the data engineer can click on each table and view the data quality statistics for the latest update or any previous update. This way, they can identify which table is dropping the records and why. References:

Monitor Delta Live Tables pipelines

Manage data quality with Delta Live Tables

Auto Loader provides a Structured Streaming source called cloudFiles that can process new data files as they arrive in cloud storage without any additional setup. Auto Loader uses a scalable key-value store to track ingestion progress and ensure exactly-once semantics. Auto Loader can ingest various file formats and load them into Delta Lake tables. Auto Loader is recommended for incremental data ingestion with Delta Live Tables, which extends the functionality of Structured Streaming and allows you to write declarative Python or SQL code to deploy a production-quality data pipeline. References: What is Auto Loader?, What is Auto Loader? | Databricks on AWS, Solved: How does Auto Loader ingest data? - Databricks - 5629

The reason why all of the data files and metadata files were deleted from the file system after dropping the table is that the table was managed. A managed table is a table that is created and managed by Spark SQL. It stores both the data and the metadata in the default location specified by the spark.sql.warehouse.dir configuration property. When a managed table is dropped, both the data and the metadata are deleted from the file system.

Option B is not correct, as the size of the table’s data does not affect the behavior of dropping the table. Whether the table’s data is smaller or larger than 10 GB, the data files and metadata files will be deleted if the table is managed, and will be preserved if the table is external.

Option C is not correct, for the same reason as option B.

Option D is not correct, as an external table is a table that is created and managed by the user. It stores the data in a user-specified location, and only stores the metadata in the Spark SQL catalog. When an external table is dropped, only the metadata is deleted from the catalog, but the data files are preserved in the file system.

Option E is not correct, as a table must have a location to store the data. If the location is not specified by the user, it will use the default location for managed tables. Therefore, a table without a location is a managed table, and dropping it will delete both the data and the metadata.

Managing Tables

[Databricks Data Engineer Professional Exam Guide]

To create a table in Databricks using data from an SQLite database, the correct syntax involves specifying the format of the data source. The format in the case of using JDBC (Java Database Connectivity) with SQLite is specified by the org.apache.spark.sql.jdbc format. This format allows Spark to interface with various relational databases through JDBC. Here is how the command should be structured:

CREATE TABLE jdbc_customer360

USING org.apache.spark.sql.jdbc

OPTIONS (

url "jdbc:sqlite:/customers.db",

dbtable "customer360"

)

The USING org.apache.spark.sql.jdbc line specifies that the JDBC data source is being used, enabling Spark to interact with the SQLite database via JDBC.

 Option E is the correct answer because it is the only mandatory requirement when creating a new Delta Live Tables pipeline. A pipeline is a data processing workflow that contains materialized views and streaming tables declared in Python or SQL source files. Delta Live Tables infers the dependencies between these tables and ensures updates occur in the correct order. To create a pipeline, you need to specify at least one notebook library to be executed, which contains the Delta Live Tables syntax. You can also specify multiple libraries of different languages within your pipeline. The other options are optional or not applicable for creating a pipeline. Option A is not required, but you can optionally provide a key-value pair configuration to customize the pipeline settings, such as the storage location, the target schema, the notifications, and the pipeline mode. Option B is not applicable, as the DBU/hour cost is determined by the cluster configuration, not the pipeline creation. Option C is not required, but you can optionally specify a storage location for the output data from the pipeline. If you leave it empty, the system uses a default location. Option D is not required, but you can optionally specify a location of a target database for the written data, either in the Hive metastore or the Unity Catalog.

 Tutorial: Run your first Delta Live Tables pipeline, What is Delta Live Tables?, Create a pipeline, Pipeline configuration.

A webhook alert destination is a notification destination that allows Databricks to send HTTP POST requests to a third-party endpoint when an alert is triggered. This enables the data engineer to integrate Databricks alerts with their preferred messaging or collaboration platform, such as Slack, Microsoft Teams, or PagerDuty. To set up a webhook alert destination, the data engineer needs to create and configure a webhook connector in their messaging platform, and then add the webhook URL to the Databricks notification destination. After that, the data engineer can create an alert for their Databricks SQL query, and select the webhook alert destination as the notification destination. The alert can be configured with a custom condition, such as when the number of stores with $0 in sales is greater than zero, and a custom message template, such as “Alert: {number_of_stores} stores have $0 in sales”. The alert can also be configured with a recurrence interval, such as every hour, to check the query result periodically. When the alert condition is met, the data engineer and their team will receive a notification via the messaging webhook, with the custom message and a link to the Databricks SQL query. The other options are either not suitable for sending notifications via a messaging webhook (A, B, E), or not suitable for sending recurring notifications ©. References: Databricks Documentation - Manage notification destinations, Databricks Documentation - Create alerts for Databricks SQL queries, Databricks Documentation - Configure alert conditions and messages.

he approach that can be used to identify the owner of new_table is to review the Owner field in the table’s page in Data Explorer. Data Explorer is a web-based interface that allows users to browse, create, and manage data objects such as tables, views, and functions in Databricks1. The table’s page in Data Explorer provides various information about the table, such as its schema, partitions, statistics, history, and permissions2. The Owner field shows the name and email address of the user who created or owns the table3. The data engineer can use this information to contact the table owner and request for permission to access the table.

The other options are not correct or reliable for identifying the owner of new_table. Reviewing the Permissions tab in the table’s page in Data Explorer can show the users and groups who have access to the table, but not necessarily the owner4. Reviewing the Owner field in the table’s page in the cloud storage solution can be misleading, as the owner of the data files may not be the same as the owner of the table5. There is a way to identify the owner of the table, as explained above, so option E is false.

1: Data Explorer | Databricks on AWS

2: Table details | Databricks on AWS

3: Set owner when creating a view in databricks sql - Databricks - 9978

4: Table access control | Databricks on AWS

5: External tables | Databricks on AWS

In Unity Catalog, ownership is the primary mechanism for delegating full administrative control of a securable object. The owner of a schema can grant and revoke privileges on that schema and on all objects contained within it (such as tables and views), without needing to be a workspace admin or metastore admin. Transferring ownership of main.marketing to the mkt-admins group therefore aligns precisely with the requirement to delegate day-to-day permission management at the schema scope. Granting MANAGE at the metastore level (option B) would be overly permissive, enabling global administration across all schemas and objects, which violates the principle of least privilege. Simply granting USE SCHEMA and MODIFY (option C) does not confer the ability to manage grants for other users. Making the group workspace admins (option D) unnecessarily elevates privileges beyond Unity Catalog’s data governance model. Unity Catalog documentation emphasizes using ownership transfer to delegate administrative responsibilities at the appropriate scope while maintaining centralized governance in Databricks.

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The DELETE command in Delta Lake allows you to remove data that matches a predicate from a Delta table. This command will delete all the rows where the value in the column age is greater than 25 from the existing Delta table my_table and save the updated table. The other options are either incorrect or do not achieve the desired result. Option A will only select the rows that match the predicate, but not delete them. Option B will update the rows that match the predicate, but not delete them. Option D will update the rows that do not match the predicate, but not delete them. Option E will delete the rows that do not match the predicate, which is the opposite of what we want. References: Table deletes, updates, and merges — Delta Lake Documentation

The STREAM function is used to process data from a streaming live table or view, which is a table or view that contains data that has been added only since the last pipeline update. Streaming live tables and views are stateful, meaning that they retain the state of the previous pipeline run and only process new data based on the current query. This is useful for incremental processing of streaming or batch data sources. The customers table in the query is a streaming live table, which means that it contains the latest data from the source. The STREAM function enables the query to read the data from the customers table incrementally and create another streaming live table named loyal_customers, which contains the customer IDs of the customers with high loyalty level. References: Difference between LIVE TABLE and STREAMING LIVE TABLE, CREATE STREAMING TABLE, Load data using streaming tables in Databricks SQL.

The SQL keyword that can be used to convert a table from a long format to a wide format is PIVOT. The PIVOT clause is used to rotate the rows of a table into columns of a new table1. The PIVOT clause can aggregate the values of a column based on the distinct values of another column, and use those values as the column names of the new table1. The PIVOT clause can be useful for transforming data from a long format, where each row represents an observation with multiple attributes, to a wide format, where each row represents an observation with a single attribute and multiple values2. For example, the PIVOT clause can be used to convert a table that contains the sales of different products by different regions into a table that contains the sales of each product by each region as separate columns1.

The other options are not suitable for converting a table from a long format to a wide format. CONVERT is a function that can be used to change the data type of an expression3. WHERE is a clause that can be used to filter the rows of a table based on a condition4. TRANSFORM is a keyword that can be used to apply a user-defined function to a group of rows in a table5. SUM is a function that can be used to calculate the total of a numeric column.

1: PIVOT | Databricks on AWS

2: Reshaping Data - Long vs Wide Format | Databricks on AWS

3: CONVERT | Databricks on AWS

4: WHERE | Databricks on AWS

5: TRANSFORM | Databricks on AWS

[SUM | Databricks on AWS]

For large-scale batch ETL workloads, Databricks documentation recommends using job clusters that are created specifically for a job run and terminated automatically when the job completes. A job cluster with autoscaling enabled provides the best balance of performance, reliability, and cost efficiency for long-running nightly pipelines. Autoscaling allows the cluster to dynamically add or remove worker nodes based on the workload demands, ensuring sufficient parallelism to process very large JSON datasets efficiently while avoiding overprovisioning when demand decreases. This is especially important when processing raw data into Delta tables, where shuffle-heavy transformations and writes benefit from multiple workers. Single-node clusters (option B) are not suitable for very large volumes of data and risk excessive runtimes or job failures. High-concurrency clusters (option C) are optimized for interactive and concurrent SQL queries, not long-running batch ETL jobs. Always-on all-purpose clusters (option D) increase costs unnecessarily and are intended for interactive development, not scheduled production pipelines. Databricks best practices clearly position autoscaling job clusters as the preferred solution for reliable, cost-effective batch ETL in production on Databricks.

 Databricks cluster pools are a set of idle, ready-to-use instances that can reduce cluster start and auto-scaling times. This is useful for scenarios where a data team needs to run an automated report as quickly as possible, without waiting for the cluster to launch or scale up. Cluster pools can also help save costs by reusing idle instances across different clusters and avoiding DBU charges for idle instances in the pool. References: Best practices: pools | Databricks on AWS, Best practices: pools - Azure Databricks | Microsoft Learn, Best practices: pools | Databricks on Google Cloud

 A streaming live table or view processes data that has been added only since the last pipeline update. Streaming tables and views are stateful; if the defining query changes, new data will be processed based on the new query and existing data is not recomputed. This is useful when data needs to be processed incrementally, such as when ingesting streaming data sources or performing incremental loads from batch data sources. A live table or view, on the other hand, may be entirely computed when possible to optimize computation resources and time. This is suitable when data needs to be processed in full, such as when performing complex transformations or aggregations that require scanning all the data. References: Difference between LIVE TABLE and STREAMING LIVE TABLE, CREATE STREAMING TABLE, Load data using streaming tables in Databricks SQL.

The data engineering team can use the spark.table method to access the Delta table sales in PySpark. This method returns a DataFrame representation of the Delta table, which can be used for further processing or testing. The spark.table method works for any table that is registered in the Hive metastore or the Spark catalog, regardless of the file format1. Alternatively, the data engineering team can also use the DeltaTable.forPath method to load the Delta table from its path2. References: 1: SparkSession | PySpark 3.2.0 documentation 2: Welcome to Delta Lake’s Python documentation page — delta-spark 2.4.0 documentation

In Databricks, when creating a table, you can add a comment to columns or the entire table to provide more information about the data it contains. In this case, since it’s organization policy to indicate that the new table includes personally identifiable information (PII), option D is correct. The line of code would be added after defining the table structure and before closing with a semicolon. References: Data Engineer Associate Exam Guide, CREATE TABLE USING (Databricks SQL)

https://community.databricks.com/t5/data-engineering/sequential-vs-concurrency-optimization-questions-from-query/td-p/36696

The Databricks web application is the user interface that allows you to create and manage workspaces, clusters, notebooks, jobs, and other resources. It is hosted completely in the control plane of the classic Databricks architecture, which includes the backend services that Databricks manages in your Databricks account. The other options are part of the compute plane, which is where your data is processed by compute resources such as clusters. The compute plane is in your own cloud account and network. References: Databricks architecture overview, Security and Trust Center QUESTION NO: 4

Which of the following benefits of using the Databricks Lakehouse Platform is provided by Delta Lake?

A. The ability to manipulate the same data using a variety of languages

B. The ability to collaborate in real time on a single notebook

C. The ability to set up alerts for query failures

D. The ability to support batch and streaming workloads

E. The ability to distribute complex data operations

Answer: D

Delta Lake is the optimized storage layer that provides the foundation for storing data and tables in the Databricks lakehouse. Delta Lake is fully compatible with Apache Spark APIs, and was developed for tight integration with Structured Streaming, allowing you to easily use a single copy of data for both batch and streaming operations and providing incremental processing at scale1. Delta Lake supports upserts using the merge operation, which enables you to efficiently update existing data or insert new data into your Delta tables2. Delta Lake also provides time travel capabilities, which allow you to query previous versions of your data or roll back to a specific point in time3. References: 1: What is Delta Lake? | Databricks on AWS 2: Upsert into a table using merge | Databricks on AWS 3: [Query an older snapshot of a table (time travel) | Databricks on AWS]

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The correct command to create a new table that contains all records from two tables without duplicate records is to use the UNION operator. The UNION operator combines the results of two queries and removes any duplicate rows. The INNER JOIN, OUTER JOIN, and MERGE operators do not remove duplicate rows, and the INTERSECT operator only returns the rows that are common to both tables. Therefore, option B is the only correct answer. References: Databricks SQL Reference - UNION, Databricks SQL Reference - JOIN, Databricks SQL Reference - MERGE, [Databricks SQL Reference - INTERSECT]

Auto Loader is a tool that can incrementally and efficiently process new data files as they arrive in cloud storage without any additional setup. Auto Loader provides a Structured Streaming source called cloudFiles, which automatically detects and processes new files in a given input directory path on the cloud file storage. Auto Loader also tracks the ingestion progress and ensures exactly-once semantics when writing data into Delta Lake. Auto Loader can ingest various file formats, such as JSON, CSV, XML, PARQUET, AVRO, ORC, TEXT, and BINARYFILE. Auto Loader has support for both Python and SQL in Delta Live Tables, which are a declarative way to build production-quality data pipelines with Databricks. References: What is Auto Loader?, Get started with Databricks Auto Loader, Auto Loader in Delta Live Tables

The best practice is to use "Complete" as output mode instead of "append" when working with aggregated tables. Since gold layer is work final aggregated tables, the only option with output mode as complete is option E.

The only option that is stored in the Databricks customer’s cloud account is data. Data is stored in the customer’s cloud storage service, such as AWS S3 or Azure Data Lake Storage. The customer has full control and ownership of their data and can access it directly from their cloud account.

Option A is not correct, as the Databricks web application is hosted and managed by Databricks on their own cloud infrastructure. The customer does not need to install or maintain the web application, but only needs to access it through a web browser.

Option B is not correct, as the cluster management metadata is stored and managed by Databricks on their own cloud infrastructure. The cluster management metadata includes information such as cluster configuration, status, logs, and metrics. The customer can view and manage their clusters through the Databricks web application, but does not have direct access to the cluster management metadata.

Option C is not correct, as the repos are stored and managed by Databricks on their own cloud infrastructure. Repos are version-controlled repositories that store code and data files for Databricks projects. The customer can create and manage their repos through the Databricks web application, but does not have direct access to the repos.

Option E is not correct, as the notebooks are stored and managed by Databricks on their own cloud infrastructure. Notebooks are interactive documents that contain code, text, and visualizations for Databricks workflows. The customer can create and manage their notebooks through the Databricks web application, but does not have direct access to the notebooks.

Databricks Architecture

Databricks Data Sources

Databricks Repos

[Databricks Notebooks]

[Databricks Data Engineer Professional Exam Guide]