SPLK-1003 Splunk Enterprise Certified Admin Questions and Answers

In Splunk Enterprise, license warnings occur when the daily indexing volume exceeds the licensed quota. These warnings are tracked from midnight to midnight based on the system clock of the license manager. If the number of warnings surpasses the allowed threshold within a specified period, a license violation ensues, potentially restricting search capabilities.

To prevent a license warning from escalating to a violation, administrators have until midnight to address the issue. The recommended action is toadd a new licenseto the license manager before midnight. This increases the daily indexing volume quota, ensuring that the current day's data ingestion falls within the permissible limits.

It's important to note that deleting data from indexers or the license manager does not retroactively reduce the recorded license usage for the day. Once data is indexed, it contributes to the day's license volume, and its removal does not negate that contribution.

The answer to your question is C. services/data/collector. This is the endpoint URI used to collect data in a customer managed Splunk Enterprise environment.According to the Splunk documentation1, “The HTTP Event Collector REST API endpoint is /services/data/collector.You can use this endpoint to send events to HTTP Event Collector on a Splunk Enterprise or Splunk Cloud Platform deployment.” You can also use this endpoint to send events to a specific token or index1. For example, you can use the following curl command to send an event with the token 578254cc-05f5-46b5-957b-910d1400341a and the index main:

curl -k https://localhost:8088/services/data/collector -H 'Authorization: Splunk 578254cc-05f5-46b5-957b-910d1400341a'-d'{"index":"main","event":"Hello, world!"}'

homePath = $SPLUNK_DB/hatchdb/db

coldPath = $SPLUNK_DB/hatchdb/colddb

thawedPath = $SPLUNK_DB/hatchdb/thaweddb

https://docs.splunk.com/Documentation/Splunk/latest/Admin/Indexesconf

https://docs.splunk.com/Documentation/Splunk/7.3.1/Admin/Indexesconf#PER_INDEX_OPTIONS

This is because the input type is UDP, which is an unreliable protocol that does not guarantee delivery, order, or integrity of the data packets. UDP does not have any mechanism to resend or acknowledge the data packets, so if Splunk is restarted, any data that was in transit or in the buffer may be dropped and not indexed.

 The eval command is a distributable streaming command, which means that it can run on the search peers in a distributed environment1. The search peers are the indexers that store the data and perform the initial steps of the search processing2. The eval command calculates an expression and puts the resulting value into a search results field1. In your search, you are using the eval command to create a new field called “responsible_team” based on the values in the “account” field.

This is the endpoint URI used to collect data using the HTTP Event Collector (HEC), which is a token-based API that allows you to send data to Splunk Enterprise from any application that can make an HTTP request. The endpoint URI consists of the protocol (http or https), the hostname or IP address of the Splunk server, the port number (default is 8088), and the service name (services/collector). For example:

https://mysplunkserver.example.com:8088/services/collector

The app local directories move to second in the priority list. This is explained in the Splunk documentation, which states:

In a clustered environment, the precedence of configuration files changes slightly from that of a standalone deployment. The app local directories move to second in the priority list, after the peer-apps local directory. This means that any configuration files in the app local directories on the individual peers are overridden by configuration files of the same name and type in the peer-apps local directory on the master node.

A Splunk deployment server is a system that distributes apps, configurations, and other assets to groups of Splunk Enterprise instances. You can use it to distribute updates to most types of Splunk Enterprise components: forwarders, non-clustered indexers, and search heads2.

A Splunk deployment server is available on every full Splunk Enterprise instance. To use it, you must activate it by placing at least one app into %SPLUNK_HOME%\etc\deployment-apps on the host you want to act as deployment server3.

A Splunk deployment server maintains the list of server classes and uses those server classes to determine what content to distribute to each client. A server class is a group of deployment clients that share one or more defined characteristics1.

A Splunk deployment client is a Splunk instance remotely configured by a deployment server. Deployment clients can be universal forwarders, heavy forwarders, indexers, or search heads. Each deployment client belongs to one or more server classes1.

A Splunk deployment app is a set of content (including configuration files) maintained on the deployment server and deployed as a unit to clients of a server class. A deployment app can be an existing Splunk Enterprise app or one developed solely to group some content for deployment purposes1.

Therefore, option C is correct, and the other options are incorrect.

The correct answer is C. MonitorNoHandle.

MonitorNoHandle is a type of input stanza that allows a Splunk forwarder to read files on Windows systems as Windows writes to them. It does this by using a kernel-mode filter driver to capture raw data as it gets written to the file1. This input stanza is useful for files that get locked open for writing, such as the Windows DNS server log file2.

The other options are incorrect because:

A. Tail Reader is not a valid input stanza in Splunk. It is a component of the Tailing Processor, which is responsible for monitoring files and directories for new data3.

B. Upload is a type of input stanza that allows Splunk to index a single file from a local or network file system. It is not suitable for files that are constantly being updated, as it only indexes the file once and does not monitor it for changes4.

D. Monitor is a type of input stanza that allows Splunk to monitor files and directories for new data. However, it may not work for files that Windows prevents Splunk from reading while they are open. In such cases, MonitorNoHandle is a better option2.

A Splunk forwarder is a lightweight agent that can forward data to a Splunk deployment. There are two types of forwarders: universal and heavy. A universal forwarder can only forward data, while a heavy forwarder can also perform parsing, filtering, routing, and aggregation on the data before forwarding it5.

An input stanza is a section in the inputs.conf configuration file that defines the settings for a specific type of input, such as files, directories, network ports, scripts, or Windows event logs. An input stanza starts with a square bracket, followed by the input type and the input path or name. For example, [monitor:///var/log] is an input stanza for monitoring the /var/log directory.

The possible causes of the load balancing issue on the Universal Forwarder are A and C. The receiving port and the DNS record are both factors that affect the ability of the Universal Forwarder to distribute data across multiple receivers. If the receiving port is not properly set up to listen on the right port, or if the DNS record used is not set up with a valid list of IP addresses, the Universal Forwarder might fail to connect to some or all of the receivers, resulting in poor load balancing.

https://docs.splunk.com/Documentation/Splunk/8.0.5/Admin/Aboutlicenseviolations

"Enterprise Trial license. If you get five or more warnings in a rolling 30 days period, you are in violation of your license. Dev/Test license. If you generate five or more warnings in a rolling 30-day period, you are in violation of your license. Developer license. If you generate five or more warnings in a rolling 30-day period, you are in violation of your license. BUT for Free license. If you get three or more warnings in a rolling 30 days period, you are in violation of your license."

https://docs.splunk.com/Documentation/Splunk/8.0.5/Updating/Updateconfigurations First line says it all: "The deployment server distributes deployment apps to clients."

https://docs.splunk.com/Documentation/Splunk/8.0.1/Forwarding/Aboutforwardingandreceivingdata

https://docs.splunk.com/Documentation/Forwarder/8.1.1/Forwarder/Configureforwardingwithoutputs.conf#:~:text=compressed%3Dtrue%20This%20tells%20the,the%20forwarder%20sends%20raw%20data.

Splunk REST API is a valid method to create a Splunk user. The Splunk REST API allows administrators to create, edit, and delete users programmatically using HTTP requests. The other options are not valid methods to create a Splunk user. Creating a support ticket does not create a user, but requests assistance from Splunk support. Creating a user on the host operating system does not create a Splunk user, but a system user. Adding the username to users.conf does not create a user, but modifies the configuration file that stores user information. References = Configure users with the CLI, Configure users and roles

The correct answer is C. Distributed search is the feature that allows search heads in a company’s European offices to search data in their New York offices. Distributed search also enables restricting access to certain indexers by using the splunk_server field or the server.conf file1.

Distributed search is a way to scale your Splunk deployment by separating the search management and presentation layer from the indexing and search retrieval layer. With distributed search, a Splunk instance called a search head sends search requests to a group of indexers, or search peers, which perform the actual searches on their indexes. The search head then merges the results back to the user2.

Distributed search has several use cases, such as horizontal scaling, access control, and managing geo-dispersed data. For example, users in different offices can search data across the enterprise or only in their local area, depending on their needs and permissions2.

The other options are incorrect because:

A. Indexer clustering is a feature that replicates data across a group of indexers to ensure data availability and recovery. Indexer clustering does not directly affect distributed search, although search heads can be configured to search across an indexer cluster3.

B. LDAP control is a feature that allows Splunk to integrate with an external LDAP directory service for user authentication and role mapping. LDAP control does not affect distributed search, although it can be used to manage user access to data and searches.

D. Search head clustering is a feature that distributes the search workload across a group of search heads that share resources, configurations, and jobs. Search head clustering does not affect distributed search, although the search heads in a cluster can search across the same set of indexers.

https://docs.splunk.com/Documentation/Splunk/7.3.1/DistSearch/SHCarchitecture

Scroll down to section titled, How the cluster handles concurrent search quotas, "Overall search quota. This quota determines the maximum number of historical searches (combined scheduled and ad hoc) that the cluster can run concurrently. This quota is configured with max_Searches_per_cpu and related settings in limits.conf."

The correct answer is D. The timezone of the forwarder will be added to the event as part of indexing.

According to the Splunk documentation1, Splunk software determines the time zone to assign to a timestamp using the following logic in order of precedence:

Use the time zone specified in raw event data (for example, PST, -0800), if present.

Use the TZ attribute set in props.conf, if the event matches the host, source, or source type that the stanza specifies.

If the forwarder and the receiving indexer are version 6.0 or higher, use the time zone that the forwarder provides.

Use the time zone of the host that indexes the event.

In this case, the event does not have a time zone specified in the raw data, nor does it have a TZ attribute set in props.conf. Therefore, the next rule applies, which is to use the time zone that the forwarder provides. A universal forwarder is a lightweight agent that can forward data to a Splunk deployment, and it knows its systemtime zone and sends that information along with the events to the indexer2. The indexer then converts the event time to UTC and stores it in the _time field1.

The other options are incorrect because:

A. Universal Coordinated Time (UTC) is not the time zone that Splunk adds to the event as part of indexing, but rather the time zone that Splunk uses to store the event time in the _time field. Splunk software converts the event time to UTC based on the time zone that it determines from the rules above1.

B. The timezone of the search head is not relevant for indexing, as the search head is a Splunk component that handles search requests and distributes them to indexers, but it does not process incoming data3. The search head uses the user’s timezone setting to determine the time range in UTC that should be searched and to display the timestamp of the results in the user’s timezone2.

C. The timezone of the indexer that indexed the event is only used as a last resort, if none of the other rules apply. In this case, the forwarder provides the time zone information, so the indexer does not use its own time zone1.

"When ingesting event data, the measured data volume is based on the new raw data that is placed into the indexing pipeline. Because the data is measured at the indexing pipeline, data that is filetered and dropped prior to indexing does not count against the license volume qota."

https://docs.splunk.com/Documentation/Splunk/8.0.6/Admin/HowSplunklicensingworks

https://docs.splunk.com/Documentation/Splunk/latest/Security/Aboutusersandroles#Role_inheritance

https://docs.splunk.com/Documentation/Splunk/7.3.1/Security/Aboutusersandroles#How_users_inherit_capabilities

When a user is assignedmultiple rolesin Splunk and each has a defined srchFilter, Splunk combines these filters using alogical ANDoperation. This ensures that the user can only search within the intersection of constraints imposed by each role.

From Splunk Docs:

"If a user has multiple roles assigned and multiple roles specify srchFilter, Splunk softwareANDs the filters together."

— Source: Splunk Documentation – authorize.conf

Let’s break it down:

role_A specifies: sourcetype!=json AND index=main

role_B specifies: sourcetype=csv

To evaluate the effective search filter for the user, Splunk willANDthe two conditions:

(sourcetype=csv) AND (sourcetype!=json AND index=main)

This means the user's search is limited to events where:

sourcetype=csv (from role_B)

sourcetype!=json AND index=main (from role_A)

Combining them together logically:

srchFilter = ((sourcetype=csv) AND (sourcetype!=json AND index=main))

This is exactly what is shown inOption A.

The indexing pipeline and the parsing pipeline are the two pipelines that are responsible for transforming the raw data into events and preparing them for indexing. The indexing pipeline applies index-time settings, such as timestamp extraction, line breaking, host extraction, and source type recognition. The parsing pipeline applies parsing settings, such as field extraction, event segmentation, and event annotation.

The correct methods to connect a deployment client to a deployment server are A and C. You can either run the command splunk set deploy-poll : from the command line of the deployment client1 or create and edit a deploymentclient.conf file in $SPLUNK_HOME/etc/system/local on the deployment client2. Both methods require you to specify the IP address, hostname, and management port of the deployment server that you want the client to connect to.

The CLI command "Splunk add forward-server indexer:" is used to define the indexer and the listening port on forwards. The command creates this kind of entry "[tcpout-server://:]" in the outputs.conf file.

https://docs.splunk.com/Documentation/Forwarder/8.2.2/Forwarder/Configureforwardingwithoutputs.conf

A Heavy Forwarder is a Splunk instance that can parse and filter data before forwarding it to another Splunk instance, such as an indexer1. A Heavy Forwarder can also perform index-time field extractions using the TRANSFORMS setting2.

The TRANSFORMS setting is used to configure data transformations in the transforms.conf file3. The transforms.conf file contains settings and values that you can use to configure host and source type overrides, anonymize sensitive data, route events to different indexes, create index-time and search-time field extractions, and set up lookup tables3.

The TRANSFORMS setting can be deployed to the Heavy Forwarder where the syslog files are being monitored, so that the logs can be rerouted based on the event message before they are forwarded to the indexer2. This can improve the performance and efficiency of data processing and indexing2.

curl “https://mysplunkserver.example.com:8088/services/collector” \ -H “Authorization: Splunk DF4S7ZE4-3GS1-8SFS-E777-0284GG91PF67” \ -d ‘{“event”: “Hello World”}, {“event”: “Hola Mundo”}, {“event”: “Hallo Welt”}’. This is the correct curl command to send multiple events through HTTP Event Collector (HEC), which is a token-based API that allows you to send data to Splunk Enterprise from any application that can make an HTTP request. The command has the following components:

The URL of the HEC endpoint, which consists of the protocol (https), the hostname or IP address of the Splunk server (mysplunkserver.example.com), the port number (8088), and the service name (services/collector).

The header that contains the authorization token, which is a unique identifier that grants access to the HEC endpoint. The token is prefixed with Splunk and enclosed in quotation marks. The token value (DF4S7ZE4-3GS1-8SFS-E777-0284GG91PF67) is an example and should be replaced with your own token value.

The data payload that contains the events to be sent, which are JSON objects enclosed in curly braces and separated by commas. Each event object has a mandatory field called event, which contains the raw data to be indexed. The event value can be a string, a number, a boolean, an array, or another JSON object. In this case, the event values are strings that say hello in different languages.

https://docs.splunk.com/Documentation/Splunk/8.0.3/DistSearch/Distributedsearchgroups

https://docs.splunk.com/Documentation/Splunk/8.2.2/Admin/Distdeploylicenses#:~:text=License%20requirements,do%20not%20index%20external%20data.

"All Splunk Enterprise instances functioning as management components needs access to an Enterprise license. Management components include the deployment server, the indexer cluster manager node, the search head cluster deployer, and the monitoring console."

https://docs.splunk.com/Documentation/Splunk/8.2.2/Updating/Aboutdeploymentserver

"The deployment server is the tool for distributing configurations, apps, and content updates to groups of Splunk Enterprise instances."

"Where to place the scripts for scripted inputs. The script that you refer to in $SCRIPT can reside in only one of the following places on the host file system:

$SPLUNK_HOME/etc/system/bin

$SPLUNK_HOME/etc/apps//bin

$SPLUNK_HOME/bin/scripts

As a best practice, put your script in the bin/ directory that is nearest to the inputs.conf file that calls your script on the host file system."

A role in Splunk is a classification that determines what capabilities and indexes a user has.A capability is a permission to perform a specific action or access a specific feature on the Splunk platform1.An index is a collection of data that Splunk software processes andstores2. By assigning roles to users, you can control what they can do and what data they can access on the Splunk platform.

Therefore, the correct answers are A and D. A role in Splunk determines what capabilities and indexes a user has. Option B is incorrect because Splunk servers do not use roles to remotely control each other.Option C is incorrect because Splunk servers use instances and components to determine what functions they control3.

Adding further clarity and quoting same Splunk reference URL from @giubal"

"To keep configuration settings consistent across peer nodes, configuration files are managed from the cluster master, which pushes the files to the slave-app directories on the peer nodes. Files in the slave-app directories have the highest precedence in a cluster peer's configuration. Here is the expanded precedence order for cluster peers:

1.Slave-app local directories -- highest priority

2. System local directory

3. App local directories

4. Slave-app default directories

5. App default directories

6. System default directory --lowest priority

https://docs.splunk.com/Documentation/Splunk/8.0.5/Indexer/Howindexingworks

https://docs.splunk.com/Documentation/Splunk/latest/Data/Whitelistorblacklistspecificincomingdata#Include_or_exclude_specific_incoming_data

https://docs.splunk.com/Documentation/Splunk/latest/Indexer/Setaretirementandarchivingpolicy

The correct answer is C and D. A heavy forwarder and an indexer are the Splunk components that can break a stream of syslog inputs into individual events.

A universal forwarder is a lightweight agent that can forward data to a Splunk deployment, but it does not perform any parsing or indexing on the data. A search head is a Splunk component that handles search requests and distributes them to indexers, but it does not process incoming data.

A heavy forwarder is a Splunk component that can perform parsing, filtering, routing, and aggregation on the data before forwarding it to indexers or other destinations. A heavy forwarder can break a stream of syslog inputs into individual events based on the line breaker and should linemerge settings in the inputs.conf file1.

An indexer is a Splunk component that stores and indexes data, making it searchable. An indexer can also break a stream of syslog inputs into individual events based on the props.conf file settings, such as TIME_FORMAT, MAX_TIMESTAMP_LOOKAHEAD, and line_breaker2.

A Splunk component is a software process that performs a specific function in a Splunk deployment, such as data collection, data processing, data storage, data search, or data visualization.

Syslog is a standard protocol for logging messages from network devices, such as routers, switches, firewalls, or servers. Syslog messages are typically sent over UDP or TCP to a central syslog server or a Splunk instance.

Breaking a stream of syslog inputs into individual events means separating the data into discrete records that can be indexed and searched by Splunk. Each event should have a timestamp, a host, a source, and a sourcetype, which are the default fields that Splunk assigns to the data.

https://docs.splunk.com/Documentation/Splunk/7.0.3/Forwarding/Routeandfilterdatad#Perform_selective_indexing_and_forwarding

Specifies a comma-separated list of tcpout group names. Use this setting to selectively forward your data to specific indexers by specifying the tcpout groups that the forwarder should use when forwarding the data. Define the tcpout group names in the outputs.conf file in [tcpout:] stanzas. The groups present in defaultGroup in [tcpout] stanza in the outputs.conf file.

https://docs.splunk.com/Documentation/Splunk/8.0.5/Deploy/Datapipeline

"In the input segment, Splunk software consumes data. It acquires the raw data stream from its source, breaks in into 64K blocks, and annotates each block with some metadata keys."

https://docs.splunk.com/Documentation/Splunk/8.0.6/Security/ManageSplunkuserroleswithLDAP

https://docs.splunk.com/Documentation/Splunk/latest/Deploy/Datapipeline "The data pipeline segments in depth. INPUT - In the input segment, Splunk software consumes data. It acquires the raw data stream from its source, breaks it into 64K blocks, and annotates each block with some metadata keys. The keys can also include values that are used internally, such as the character encoding of the data stream, and values that control later processing of the data, such as the index into which the events should be stored. PARSING Annotating individual events with metadata copied from the source-wide keys. Transforming event data and metadata according to regex transform rules."

Splunk checks role-to-group mapping only during user login for external authentication (e.g., LDAP, SAML). Users already logged in will continue using their previously assigned roles until they log out and log back in.

The changes to role mapping do not disrupt ongoing sessions.

Incorrect Options:

B:Search is not disabled upon role updates.

C:This is incorrect since existing users are also updated upon the next login.

D:Role updates do not terminate ongoing sessions.

Quoting the following Splunk URL reference https://docs.splunk.com/Documentation/Splunk/8.2.2/DMC/DMCprerequisites "Monitoring Console setup prerequisites. Forward internal logs (both $SPLUNK_HOME/car/log/splunk and $SPLUNK_HOME/var/log/introspection) to indexers from all other components. Without this step, many dashboards will lack data."

The coldPath parameter defines the path for the cold buckets, which are the oldest and least frequently accessed data in an index1. By setting the coldPath to point to the NAS mount point, the Splunk administrator can achieve the retention strategy of having older data on slower NAS storage.

The outputs.conf file defines how forwarders send data to receivers1. You can specify some output configurations at installation time (Windows universal forwarders only) or the CLI, but most advanced configuration settings require that you edit outputs.conf1.

The [tcpout:…] stanza specifies a group of forwarding targets that receive data over TCP2. You can define multiple groups with different names and settings2.

The server setting lists one or more receiving hosts for the group, separated by commas2. If you specify multiple hosts, the forwarder load balances the data across them2.

Therefore, option A is correct, because the forwarder will send data to both inputsl.mysplunkhfs.corp:9997 and inputs2.mysplunkhfs.corp:9997, even if 145.188.183.184:9097 is unreachable.

The correct answer is D. No, because the event time is greater than the retention time.

According to the Splunk documentation1, the frozenTimePeriodInSecs setting in indexes.conf determines how long Splunk software retains indexed data before deleting it or archiving it to a remote storage. The default value is 188697600 seconds, which is equivalent to six years. The setting can be overridden on a per-index basis.

In this case, the cat_facts index has a frozenTimePeriodInSecs setting of 2630000 seconds, which is equivalent to about 30 days. This means that any event that is older than 30 days from the current time will be removed from the index and will not be searchable.

The event timestamp was 3739283 seconds ago, which is equivalent to about 43 days. This means that the event is older than the retention time of the cat_facts index and will not be searchable.

The other settings in the stanza, such as maxHotSpanSecs and maxTota1DataSizeMB, do not affect the retention time of the events. They only affect the size and duration of the buckets that store the events.

https://docs.splunk.com/Documentation/Splunk/8.0.4/Data/Whitelistorblacklistspecificincomingdata

"It is not necessary to define both an allow list and a deny list in a configuration stanza. The settings are independent. If you do define both filters and a file matches them both, Splunk Enterprise does not index that file, as the blacklist filter overrides the whitelist filter." Source:https://docs.splunk.com/Documentation/Splunk/8.1.0/Data/Whitelistorblacklistspecificincomingdata